SEC Archives - Vandenack Weaver

The Second Circuit Upholds Regulation Best Interest

Post author:Cheri Duryea
Post published:July 29, 2020
Post category:Rulings Tax & Business

On June 26, 2020 the U.S. Court of Appeals for the 2nd District ruled that the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) authorizes the Securities and Exchange…

SEC Proposes To Expand the Definition of an Accredited Investor

Post author:Cheri Duryea
Post published:December 27, 2019
Post category:Business Finance

In an era where, according to the Wall Street Journal, an estimated $3.4 trillion dollars is sitting on the “sidelines”, the Securities and Exchange Commission (“SEC”) is proposing to expand…